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Faqs (FAQ) about NARA’s Digitization Regulation

Faqs (FAQ) about NARA’s Digitization Regulation

The thing that was the amendment to your digitization legislation?

On April 10, 2019, NARA published an up-date to your Electronic Records Management legislation (last guideline) in 36 CFR Chapter XII, Subchapter B, component 1236 with the addition of an innovative new Subpart D – Digitizing Temporary Federal Records. The amended legislation is available at effective at the time of might 10, 2019.

Subpart D applies to records that are temporary no matter structure. The legislation will not address digitization and yet disposition procedures for permanent documents.

Exactly why is NARA issuing a regulation on digitizing documents?

In 2014, the Federal Records Act, 44 U.S.C. § 3302, ended up being amended by Public Law 113-87 and needed NARA to promulgate regulations developing “standards for the reproduction of documents by photographic, microphotographic, or electronic procedures having a view to your disposal associated with the original documents.” Simply put, the law needed NARA to produce standards for digitizing records in a regulation to ensure agencies can destroy initial supply documents.

May agencies destroy short-term initial source documents that they will have digitized?

If agencies validate they digitized short-term documents in line with the requirements in this legislation, they could destroy the initial source documents pursuant to the right NARA-approved disposition authority.

Just how can agencies validate they have digitized short-term records in accordance with this regulation’s requirements?

Agencies may develop or follow their very own validation procedure. Nevertheless, the method must consist of a technique for checking that the digitized variations of short-term documents capture all information included in the source that is original, including all of the pages or any other sources (such as for example envelopes, cards, or gluey records), and therefore the agency may use the digitized variations for similar purposes while the initial supply documents, such as the capability to confirm deals and tasks.

Agencies must report the validation procedure they utilize and retain that paperwork for the lifetime for the validation procedure or perhaps the life of any records digitized using that validation procedure, whichever is longer. More information concerning the GRS authority for disposition of this validation procedure documents will undoubtedly be forthcoming.

Agencies need not look for NARA approval as an element of their validation procedure. NARA may review validation documents as required.

Exactly just What disposition authority relates to short-term source that is original?

The short-term source that is original remain Federal documents. Agencies must utilize a disposition that is approved to destroy them once digitized. The initial supply documents become intermediary documents in the event that agency elects to help make the digitized variation the recordkeeping copy that is official. Agencies could use the General reports Schedule (GRS) 5.2, Item 20, Intermediary Records or an ongoing, NARA-approved agency-specific documents schedule that covers the documents once digitized.

Let’s say the digitization processes found in the last for short-term documents try not to meet with the requirements granted into the legislation? Will agencies need certainly to re-digitize the source that is original?

Agencies may prefer to evaluate digitization that is prior in the event that agency’s previous digitization requirements aren’t generally speaking compliant using the legislation. In these instances, agencies will probably need certainly to wthhold the initial supply documents given that recordkeeping copy for the planned retention duration, or they might elect to re-digitize.

Do agencies need to submit notices of unauthorized disposal for destruction of temporary initial supply documents that had been digitized and disposed of just before this regulation up-date?

If short-term initial source documents were digitized and disposed of in respect with a legitimate documents routine (agency-specific or GRS) ahead of this legislation enhance, then agencies do not need to submit an unauthorized disposal notification.

Will NARA update the GRS for initial supply documents which were digitized?

Yes, when NARA posts the enhance for digitizing records that are permanent we are going to upgrade GRS 5.2 to ensure all documents related to digitization jobs are expressly covered.

Whenever will NARA give a legislation with standards for digitizing records that are permanent?

We have been developing another Subpart to the legislation with standards for digitizing and validating permanent documents, and can publish it as a proposed guideline for interagency and general public review and then as last guideline.

May agencies destroy permanent source that is original these have digitized?

NARA advises against getting rid of permanent initial supply records after digitizing until we publish standards for digitizing permanent records being a guideline. Agencies should talk to their general counsel from the dangers of destroying the permanent initial supply documents ahead of the guideline is last. In specific, there was a danger that the disposal of original supply documents could possibly be susceptible to challenge that is legal an applicable NARA legislation. (See Robinson v. McDonald, 28 Vet. App. 178, 187 (No. 15-0715, 2016)). NARA’s workplace of General Counsel can be obtained to generally meet with an agency’s counsel that is general staff to advise further from the problem.

How can news basic notifications relate genuinely to records that are permanent?

This season, NARA established a procedure through which agencies could inform us which they had been likely to digitize records that are permanent sooner or later move digitized variations to NARA. The news basic notification concept and operations are found in NARA Bulletin 2010-04. The Bulletin additionally provides assistance with getting rid of initial source documents after doing the notification procedure.

Will NARA continue steadily to accept news basic notifications?

Yes, NARA continues to accept news basic notifications for permanent documents. Please speak to your agency’s NARA assessment archivist with particular concerns.

Will NARA continue steadily to accept proposed schedules for digitized records that are permanent?

Yes, if NARA gets an agency-specific records routine that proposes losing permanent initial supply documents after digitization, we shall register the submitted schedule and start the review and approval procedure. Nonetheless, we’re going to advise the agency that the routine is not authorized because of the Archivist associated with the usa until we publish the legislation for digitizing permanent documents.

Will NARA accept transfers of digitized records that are permanent?

Yes, NARA is accepting transfers of digitized records that are permanent. A company might start the transfer procedure in ERA should they:

  • have actually finished the news basic notification procedure with NARA once the initial supply record had been the recordkeeping content; or
  • have valid routine that declares the electronic record whilst the recordkeeping copy.

Either in full instance, we might further check with the agency in regards to the transfer.

Who should agencies contact for extra information?

For questions about the digitization criteria or records management problems, be sure to contact For questions regarding the legislation procedure, please contact Kimberly Keravuori at or 301-837-3151.

This site ended up being final evaluated on April 12, 2019. E mail us with concerns or remarks.